-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CA1Jm98WK2AQyc0WKWWJcnbdOAC9PlWGHr+vvu16js6/4mx2rKseZUWzelQap2Xi EnhlCjGxQ/vpxZABER+6lA== 0000950137-00-000094.txt : 20000202 0000950137-00-000094.hdr.sgml : 20000202 ACCESSION NUMBER: 0000950137-00-000094 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000112 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALBERTO CULVER CO CENTRAL INDEX KEY: 0000003327 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 362257936 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-10375 FILM NUMBER: 506109 BUSINESS ADDRESS: STREET 1: 2525 ARMITAGE AVE CITY: MELROSE PARK STATE: IL ZIP: 60160 BUSINESS PHONE: 7084503039 MAIL ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EISENBERG MARSHALL E CENTRAL INDEX KEY: 0001056938 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: TWO NORTH LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3122698020 MAIL ADDRESS: STREET 1: TWO NORTH LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60602 SC 13D/A 1 SCHEDULE 13D AMENDMENT #1 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Alberto-Culver Company - -------------------------------------------------------------------------------- (Name of Issuer) Class A Common Stock, $.22 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 013068200 ------------------------------------- (CUSIP Number) Marshall E. Eisenberg, Esq. Neal, Gerber & Eisenberg Two North LaSalle Street Suite 2200 Chicago, Illinois 60602 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 3, 1998 ------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7(b) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosure provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 5 Pages 2 - ------------------- ----------------- CUSIP NO. 013068200 13D Page 2 of 5 Pages - ------------------- ----------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Marshall E. Eisenberg, not individually but solely as co-trustee of the CLB GRAT, u/a/d 9/15/93 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) Not applicable. - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - -------------------------------------------------------------------------------- NUMBER 7 SOLE VOTING POWER OF SHARES 0 ------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 0 ------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 ------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11). 0 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - --------------------------------------------------------------------------------
3 ITEM 1. SECURITIES AND ISSUER. Title of Class of Securities: Class A Common Stock, $.22 par value per share Name and Address of Issuer: Alberto-Culver Company (the "Company") 2525 Armitage Avenue Melrose Park, IL 60160 ITEM 2. IDENTITY AND BACKGROUND. (a) Name of Person Filing: Marshall E. Eisenberg, not individually but solely as co-trustee of the CLB GRAT, u/a/d 9/15/93 (the "Trust") (b) Address: c/o Neal, Gerber & Eisenberg Two North LaSalle Street, Suite 2200 Chicago, Illinois 60602 (c) Principal Business: Mr. Eisenberg, an individual, is a partner in the law firm of Neal, Gerber & Eisenberg, Chicago, Illinois (d) Prior Criminal Convictions: None (e) Prior Civil Proceedings With Respect to Federal or State Securities Law: None (f) Place or Organization U.S. Citizen ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Not applicable. ITEM 4. PURPOSE OF TRANSACTION. Prior to November 3, 1998, Mr. Eisenberg, together with co-trustee Carol L. Bernick, shared the power to vote and dispose of the securities held by the Trust. On November 3, 1998, Mr. Eisenberg resigned as co-trustee of the Trust. As a result of his resignation, as of November 3, 1998, Mr. Eisenberg ceased to beneficially own any of the Company's securities. Mr. Eisenberg's resignation as co-trustee of the Trust was not undertaken for purposes of effecting any of the actions listed in this item. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. As of November 3, 1998, Mr. Eisenberg ceased to beneficially own any of the Company's securities. Page 3 of 5 Pages 4 ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. None. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. None. Page 4 of 5 Pages 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 10, 2000 Signature: /s/ Marshall E. Eisenberg ------------------------------- Name/Title: Marshall E. Eisenberg, not individually but solely as co-trustee of the Trust Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----